Job Title
Compliance Executive
Job Description
So, who are we?
Hello, we're IG Group. We are a publicly-traded FTSE250 FinTech company who run mobile, web and desktop platforms that help our clients trade stocks & shares, leveraged products, Futures & Options and Crypto.
We are ambitious. Over 340,000 people already use our platforms. We're global with offices in 18 countries and products in 16 regions. We're hungry to move faster, ship better product for our customers and grow our user base. We believe in high autonomy, and we want people who are looking to do things differently in order to create better experiences for our customers.
We work in cross-functional teams and are laser focused on increasing the number of active clients we serve to drive sustainable growth.
Your role in the team
We are seeking a
Compliance Executive
to join our Australian Compliance team in Melbourne or Sydney. This role represents an excellent opportunity for an ambitious compliance qualified with 2+ years of financial services experience to take the next step in their career.
Reporting to the Compliance Manager, you will play a crucial role in supporting the delivery of IG Australia's compliance framework while helping to ensure we maintain our position as a leader in regulatory compliance and fair client outcomes.
What you'll do
Compliance Operations
Complete compliance monitoring activities, identifying trends and recommending improvements to the control environment
Handle complex regulatory enquiries including preparation of documentation and stakeholder coordination
Provide guidance on the interpretation of regulations
Manage and respond to escalated client complaints requiring detailed investigation and regulatory knowledge
Lead suspicious transaction reporting processes, including assessment of complex matters and liaison with AUSTRAC
Review and approve financial promotions, ensuring compliance with ASIC requirements
Financial Markets / Crypto Expertise




Provide specialised compliance support for CFD and crypto trading operations and derivative products
Ensure compliance with Product Intervention Orders and other CFD/crypto - specific regulatory requirements
Review marketing materials and client communications for shares, CFD and crypto products, ensuring appropriate risk warnings and disclosures
Support implementation of regulatory changes affecting crypto, CFDs and other leveraged products
Contribute to development of compliance policies and procedures
Leadership and Development
Assist cross-functional compliance projects and initiatives
Represent the compliance team in business meetings and working groups
Contribute to the development and delivery of compliance training programs
Strategic Support and Advisory
Provide compliance advice to business units on regulatory matters and commercial initiatives
Participate in new product development processes as compliance stakeholder
Contribute to compliance reporting for senior management and committees
What you will need:
Minimum 2 years
of experience in a compliance, risk, or legal role within financial services
Demonstrated financial markets knowledge
or experience with derivatives, equities or cryptocurrencies
Experience with AML/CTF obligations and Australian financial services regulatory framework
Degree:
Bachelors degree in Commerce, Law, finance, or related field
Exceptional written communication skills
demonstrated through report writing, policy development, or regulatory correspondence
Well-developed verbal communication and presentation abilities
Strong analytical and problem-solving capabilities




Proven ability to manage multiple priorities and meet deadlines in a fast-paced environment
How we work
We try to take a thoughtful approach to our ways of working as a company. We follow a hybrid working model with 3 days in the office -- which we think balances the need to collaborate effectively and connect with each other. When it comes to how we deliver, there are 5 things we want everyone to do to drive high performance, better learning and career satisfaction:
Lead and Inspire:
Drives trust, alignment, and enthusiasm
Think Big:
Focus on the problems that most impact commercial outcomes
Champion the client:
Understand and prioritise client's needs
Deliver at pace:
Push for fast, sustainable growth;
Raise the bar:
Take ownership, be accountable and share feedback
We believe that diversity is vital to success, it fuels creativity, drives innovation and sets us up for global success. We're committed to building teams with a variety of perspectives and skills to help us realise our vision and strategy, that's why we encourage applications from people with diverse backgrounds and experiences to join us on this journey. Learn more about our D&I; approach here.
The Perks
Your growth fuels our success! Thrive with tailored development programs, mentoring opportunities with leaders, and clear career progression. Expand your network through committees, sports and social clubs. Enjoy extra time off for volunteering and community work.
Performance based incentives
Flexible working hours and work-from-home opportunities
Company contributions to insurance and medical plans
Career-focused technical and leadership training
Contribution to gym memberships and more
Option to participate and create ESG initiatives based on IG Brighter Future Fund
2 additional days off a year for voluntary work
1 additional day off to celebrate your Birthday
A state-of-the-art office with breakfast bar and more
Learn more about the Perks here!
Join us for this exciting journey. Apply now!
Number of openings
1

📌 Compliance Executive (Melbourne)
🏢 Ig Group
📍 Melbourne