We have an exciting opportunity for a seasoned compliance & risk professional who thrives in complex, high pace environment and enjoys shaping robust regulatory frameworks.

As Group Compliance & Risk Manager , you will be instrumental in ensuring the group meets all Australian Financial Services License (AFSL) requirements, Anti-Money Laundering obligations and other key regulatory standards. You’ll leverage your deep industry knowledge while collaborating with external compliance consultants and specialist advisors to implement and maintain best-practice compliance & risk structures across all group AFSLs.

With a strong focus on regulatory excellence, training and governance, you will play a central role in supporting the organisation to uphold the highest standards of integrity, professionalism and operational effectiveness.

We are flexible on working arrangements - this role can be full time or part-time (min. 3 days per week) giving you the opportunity to balance impact and flexibility.

What You’ll Do:

- Manage key compliance projects, including AFSL consolidation, license variations and future AFSL acquisition frameworks and embedding best practice structures across especially Asset Management, Employee Share Plans and Research
- Review AFSL structures, Responsible Manager arrangements and authorisations to ensure they remain fit for purpose and support future growth.
- Act as the primary liaison with external compliance consultants and legal specialists on specialist matters
- Ensure all compliance obligations are met, documented and monitored through the Digital Compliance Portal, including conflicts, breaches and incidents




- Perform the role of AML Compliance Officer
- Partner with marketing to ensure regulatory requirements are met in all materials and campaigns
- Develop and coordinate training programs to embed compliance culture across the group
- Monitor regulatory changes, identify risks and opportunities, and implement improvements to risk management frameworks
- Support audits, governance reviews and ongoing compliance monitoring activities.
- Identify emerging risks and opportunities to strengthen risk management and work with the Senior Leaders to implement improvements.
- Undertake ad-hoc initiatives to support strategic business objectives

What We’re Looking For:

- Demonstrated experience in the financial services industry, with a strong understanding of AFSL compliance requirements, particularly in the Asset Management and the wholesale space
- Proven ability to manage complex compliance projects and proven track record of leadership in a similar role
- Strong understanding of regulatory standards, AML obligations and corporate governance
- Exceptional organisational, analytical and problem-solving skills
- Highly developed written and verbal communication skills
- Strategic thinking with the ability to implement practical solutions




- Ability to work collaboratively across teams and with external advisors
- Calm, professional and solutions-focused under pressure
- Previous appointment as a Responsible Manager on an AFSL would be highly regarded.

Why Join Us?

At Prime Financial Group , we’re not just growing — we’re building something extraordinary. As part of a listed company with 45% team ownership, we empower our people to take ownership, work closely with senior leadership and make a meaningful impact.

As part of Prime, a market-leading Advisory, Capital & Asset Management firm with over 200 team members globally, you’ll experience the energy of a high-performance culture with the backing and stability of a listed organisation.

- A long-term, high-impact role working directly with the Group General Manager & Company Secretary, the CFO, Responsible Managers and GM’s
- Exposure to strategic projects and senior leadership decision‑making
- A supportive, collaborative and high‑performing culture
- Structured mentoring and professional development opportunities
- Recognition through industry awards, including:
- GoodCompany Awards 2025 – Top 30 (second consecutive year)
- AFR Top 100 Accounting Firms 2025 – ranked #30
- A genuine commitment to employee development and wellbeing
- Hybrid work options and a dynamic CBD‑based workplace
- End‑of‑trip facilities

If you’re a commercially astute compliance & risk professional looking for a challenging, long‑term role within a listed financial services group, we welcome your application.

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📌 Group Compliance & Risk Manager (AFSL Compliance) (Melbourne)
🏢 Prime Financial Group
📍 Melbourne