Exclusive to PX Resources

Our client is a boutique financial services organisation looking for an experienced risk and compliance professional to lead and drive its risk and compliance function.

This is a stand-alone risk and compliance leadership role within the organisation, with broad ownership, accountability and direct exposure to the Executive Leadership Team and Board.

The key focus of the role is to implement and embed risk and compliance frameworks, policies and processes into practical controls, tools, education, measures and reporting across the business.

Reporting to the COO and working closely with the CEO, your responsibilities will include:
Operationalising and embedding enterprise risk and compliance frameworks across the business
Implementing practical risk processes, controls, tools and education
Linking risk measures, KPIs, KRIs and reporting back to the organisation’s risk appetite
Maintaining risk registers, compliance obligations registers, risk taxonomy and assessment methodologies
Establishing and maintaining risk-based compliance monitoring and assurance activities
Overseeing incident, breach and complaints management
Preparing risk and compliance reporting for Board and Committee meetings




Maintaining and updating relevant policies and procedures
Developing and delivering risk and compliance training
Providing practical risk and compliance advice to the business

Candidate Profile

The ideal candidate will have:
7+ years experience in risk and compliance within financial services
Experience implementing and embedding enterprise risk and compliance frameworks
Insurance, insurance broking or underwriting experience, which would be highly regarded
Experience working in a lean or standalone setting with genuine ownership (highly regarded)
The confidence to engage with senior executives and the Board while building robust relationships across the broader business
A pragmatic, commercial and hands-on approach

This prospect would suit an experienced Risk and Compliance Manager or Senior Manager that wants to take ownership and work with the leadership team.

If you are hands on and would like a visible role with influence and ownership, working closely with the executive team and board, then this role would be a interesting and highly rewarding opportunity.

The role can be based in Sydney or Melbourne.
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📌 Risk And Compliance Manager/lead Stand Alone Role Melbourne
🏢 PX Resources
📍 Melbourne